{"id":76173,"date":"2023-05-27T18:47:44","date_gmt":"2023-05-27T22:47:44","guid":{"rendered":"http:\/\/ccma-acmc.ca\/en\/?page_id=76173"},"modified":"2024-09-02T11:13:08","modified_gmt":"2024-09-02T15:13:08","slug":"regulatory-info","status":"publish","type":"page","link":"https:\/\/ccma-acmc.ca\/en\/t1-portal\/regulatory-info\/","title":{"rendered":"Regulatory Info \/ Info r\u00e8glementaire"},"content":{"rendered":"<h2><img loading=\"lazy\" decoding=\"async\" class=\"alignnone size-full wp-image-76128\" src=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Legal-Regulatory.png\" alt=\"\" width=\"121\" height=\"121\" \/><strong> Regulatory Info \/ Info r\u00e8glementaire<\/strong><\/h2>\n<p>&nbsp;<\/p>\n<p><strong>Latest Legal\/Regulatory Issue Log \/ Dernier registre des probl\u00e8mes juridiques et r\u00e9glementaires : <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T1LRWG-Issue-log-2024-04-18.xlsx\">April 2024 \/ avril 2024<\/a><\/p>\n<p><strong>May 27, 2024:<\/strong> <a href=\"https:\/\/e1.envoke.com\/ext\/click\/go\/53559f6116f895174e76128d72243070\/53eb3aa0c81b86528c76654a1598be62\/0460fcdf22fedde1c312989045ecc27b\">Canadian securities regulators announce move to T+1 settlement cycle<\/a> \/ <strong>27 mai 2024:<\/strong> <a href=\"https:\/\/e1.envoke.com\/ext\/click\/go\/53559f6116f895174e76128d72243070\/024cf0e774ef53108736654a1598deb7\/0460fcdf22fedde1c312989045ecc27b\">Les<\/a><a href=\"https:\/\/e1.envoke.com\/ext\/click\/go\/53559f6116f895174e76128d72243070\/024cf0e774ef53108736654a1598deb7\/0460fcdf22fedde1c312989045ecc27b\"> ACVM <\/a><a href=\"https:\/\/e1.envoke.com\/ext\/click\/go\/53559f6116f895174e76128d72243070\/024cf0e774ef53108736654a1598deb7\/0460fcdf22fedde1c312989045ecc27b\">annoncent le passage au cycle de r\u00e8glement de un jour apr\u00e8s<\/a><a href=\"https:\/\/e1.envoke.com\/ext\/click\/go\/53559f6116f895174e76128d72243070\/024cf0e774ef53108736654a1598deb7\/0460fcdf22fedde1c312989045ecc27b\"> l\u2019op\u00e9ratio<\/a><a href=\"https:\/\/e1.envoke.com\/ext\/click\/go\/53559f6116f895174e76128d72243070\/024cf0e774ef53108736654a1598deb7\/0460fcdf22fedde1c312989045ecc27b\">n<\/a><\/p>\n<p><strong>May 23, 2024:<\/strong> CSA releases link to NI 81-102 amendments &#8211; <a href=\"https:\/\/www.securities-administrators.ca\/news\/canadian-securities-regulators-adopt-final-amendments-related-to-shortened-settlement-cycles-for-mutual-funds\/\">Canadian securities regulators adopt final amendments related to shortened settlement cycles for mutual funds<\/a><\/p>\n<p><strong>May 22, 2024: <\/strong>OSC releases guidance &#8211; <a href=\"https:\/\/www.osc.ca\/en\/industry\/investment-funds-and-structured-products\/ifsp-enews\/use-cash-collateral-delayed-basket-securities-etf-subscriptions\">Use of cash collateral for delayed basket securities in ETF subscriptions<\/a><\/p>\n<p><strong>April 23, 2024:<\/strong> <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMACETFA-Letter-to-OSC-Requesting-Regulatory-Guidance-re-Collateral-for-ETF-Delayed-Basket-Securities-April-23-2024.pdf\">Joint CCMA-CETFA Letter to OSC Requesting Regulatory Guidance re Collateral for ETF Delayed Basket Securities<\/a><\/p>\n<p><strong>April 23, 2024: <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Letter-to-CSA-with-Recommended-Amendments-to-NI-62-104-Take-over-Bids-Issuer-Bids-April-23-2024.pdf\">CCMA Letter to CSA with Recommended Amendments to NI 62-104 \u2013 Take-over Bids Issuer Bids<\/a><\/p>\n<p><strong>March 21, 2024:\u00a0<\/strong>TMX <a href=\"https:\/\/decisia.lexum.com\/tsx\/sn\/en\/item\/520912\/index.do\">Staff Notice<\/a> re T+1 settlement to applicants, listed issuers, securities lawyers and participating organizations<\/p>\n<p><strong>February 26, 2024:<\/strong> Joint <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=76747&amp;action=edit\">CCMA-CETFA Request for Regulatory Guidance<\/a> re Collateral for ETF Delayed Basket Securities<\/p>\n<p><strong>January 17, 2024: <\/strong><a href=\"https:\/\/www.ific.ca\/wp-content\/themes\/ific-new\/util\/downloads_new.php?id=28926&amp;lang=en_CA\">IFIC Submission on CSA Notice and Request for Comments<\/a> \u2013Proposed Amendments to Accommodate a T+1 Settlement Cycle<\/p>\n<p><strong>December 15, 2023:<\/strong> <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Applauds-CSA-for-Final-NI-24-101-Rule-Change-Announcement-2023-12-15.pdf\">CCMA Applauds CSA for Final NI 24-101 Rule Change Announcement<\/a>\u00a0\/ 15 d\u00e9cembre 2023 : <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/LACMC-remercie-les-ACVM-pour-la-regle-definitive-NC-24-101-appuyant-le-passage-a-T1-2023-12-15.pdf\">L\u2019ACMC remercie les ACVM pour la r\u00e8gle d\u00e9finitive NC 24-101 appuyant le passage \u00e0 T+1<\/a><\/p>\n<p><strong>December 14, 2023:<\/strong> CSA announces <a href=\"https:\/\/www.securities-administrators.ca\/news\/csa-announces-adoption-of-amendments-to-national-instrument-24-101-institutional-trade-matching-and-settlement\/\">adoption of amendments to National Instrument 24-101<\/a> Institutional Trade Matching and Settlement \/ <strong>14 d\u00e9cembre 2023\u00a0:<\/strong> Les ACVM annoncent la <a href=\"https:\/\/www.autorites-valeurs-mobilieres.ca\/nouvelles\/les-acvm-annoncent-la-mise-en-oeuvre-de-modifications-apportees-au-reglement-24-101-sur-lappariement-et-le-reglement-des-operations-institutionnelles\/\">mise en \u0153uvre de modifications apport\u00e9es au R\u00e8glement 24-101<\/a> sur l\u2019appariement et le r\u00e8glement des op\u00e9rations institutionnelles<\/p>\n<p><strong>September 28, 2023\u00a0:<\/strong> <a href=\"https:\/\/www.ciro.ca\/news-room\/publications\/national-instrument-24-101-trade-matching-statement\">CIRO Rules Bulletin 23-0141<\/a> \u2013 National Instrument 24-101 trade-matching statement \/ <strong>28 septembre 2023\u00a0:<\/strong> <a href=\"https:\/\/www.ocri.ca\/salle-de-presse\/publications\/declaration-relative-lappariement-des-operations-norme-canadienne-24-101\">Bulletin sur les r\u00e8gles 23-0141 de l\u2019OCRI<\/a> \u2013 D\u00e9claration relative \u00e0 l\u2019appariement des op\u00e9rations \u2013 Norme canadienne 24-101<\/p>\n<ul>\n<li><a href=\"https:\/\/www.ciro.ca\/media\/1026\/download?inline\">NI 24-101 Trade-Matching Statement Template<\/a><\/li>\n<li><a href=\"https:\/\/www.ocri.ca\/media\/1026\/download?inline\">NC 24-101 D\u00e9claration normalis\u00e9e relative \u00e0 l\u2019appariement des op\u00e9rations<\/a><\/li>\n<\/ul>\n<p><strong>August 10, 2023:<\/strong> <a href=\"https:\/\/www.osc.ca\/sites\/default\/files\/2023-08\/csa_20230810_24-319_update-staff-recommendation.pdf\">CSA Staff Notice 24-319<\/a> regarding National Instrument 24-101 <em>Institutional Trade Matching And Settlement \u2013 Update and Staff Recommendation<\/em> \/<br \/>\n<strong>10 ao\u00fbt 2023\u00a0:<\/strong> <a href=\"https:\/\/lautorite.qc.ca\/fileadmin\/lautorite\/reglementation\/valeurs-mobilieres\/0-avis-acvm-staff\/2023\/2023aout10-24-319-avis-acvm-fr.pdf\">Avis\u00a024-319 du personnel des ACVM<\/a>\u00a0: <em>Les ACVM font le point sur l\u2019heure limite d\u2019appariement des op\u00e9rations institutionnelles<\/em><\/p>\n<p><strong>June 29, 2023:<\/strong> <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Standardized-Trade-Matching-Statement-NI-24-101-2023-June-13-2023.docx\">Template T+1 Trade Matching Statement<\/a> \/ <strong>29 juin 2023\u00a0: <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Releve-normalise-de-lappariement-des-operations-13-juin-2023.docx\">Relev\u00e9e normalis\u00e9 de-l\u2019appariement des op\u00e9rations<\/a><\/p>\n<p><strong>June 15, 2023: <\/strong><a href=\"https:\/\/www.securities-administrators.ca\/news\/csa-announces-exemption-from-certain-filing-requirements-of-national-instrument-24-101-institutional-trade-matching-and-settlement\/\">Coordinated Blanket Order 24-930<\/a> Exemption from certain filing requirements of National Instrument 24-101 Institutional Trade Matching and Settlement<br \/>\n<strong>15 juin 2023\u00a0:\u00a0 <\/strong><a href=\"https:\/\/lautorite.qc.ca\/fileadmin\/lautorite\/reglementation\/valeurs-mobilieres\/0-avis-acvm-staff\/2023\/2023juin15-24-930-avis-acvm-fr.pdf\">D\u00e9cision g\u00e9n\u00e9rale coordonn\u00e9e 24-930<\/a>, Dispense de certaines obligations de d\u00e9p\u00f4t pr\u00e9vues par le R\u00e8glement 24-101 sur l\u2019appariement et le r\u00e8glement des op\u00e9rations institutionnelles<\/p>\n<p><strong>May 23, 2023<\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Parties-subject-to-NI-24-101-regarding-ITM-Key-Items-2023-05-17.pdf\"><strong><span style=\"text-decoration: underline;\">:\u00a0<\/span> <\/strong>Parties subject to National Instrument 24-101<\/a> <em>Institutional Trade Matching and Settlement<\/em> \u2013 Key Items<br \/>\n<strong>23 mai\u00a02<\/strong><strong>023 <\/strong><strong>: <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Parties-soumises-a-la-Norme-canadienne-24-101-sur-lappariement-et-le-reglement-2023-05-17.pdf\">Parties soumises \u00e0 la Norme canadienne\u00a024-101<\/a> sur l\u2019appariement et le r\u00e8glement des op\u00e9rations institutionnelles &#8211; Principaux \u00e9l\u00e9ments<\/p>\n<p><strong>April 20, 2023: <\/strong><a href=\"https:\/\/www.iiroc.ca\/news-and-publications\/notices-and-guidance\/amendments-facilitate-investment-industrys-move-t1-settlement\">Request for comments<\/a> \u2013 New SRO Proposed Amendments to Facilitate Investment Industry\u2019s Move to T+1 Settlement<br \/>\n<strong>20 avril 2<\/strong><strong>023 <\/strong><strong>: <\/strong><a href=\"https:\/\/www.ocrcvm.ca\/nouvelles-et-publications\/avis-et-notes-dorientation\/modifications-visant-faciliter-le-passage-du-secteur-des-valeurs-mobilieres-au-cycle-de-reglement-t1\">Appel \u00e0 commentaires<\/a> \u2013 Modifications visant \u00e0 faciliter le passage du secteur des valeurs mobili\u00e8res au cycle de r\u00e8glement T+1<\/p>\n<p><strong>March 17, 2023: <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Comment-Letter-Proposed-Amendments-to-NI-24-101-ITMS-Changes-to-CP-24-101-ITMS-March-17-2023.pdf\">CCMA Comments on Proposed NI-24-101 Amendments<\/a><br \/>\n<strong>17 mars 2023 : <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Reponse-de-lACMC-a-la-sollicitation-de-commentaires-sur-les-propositions-afferentes-a-T1-17-mars-2023.pdf\">R\u00e9ponse de l\u2019ACMC \u00e0 la sollicitation de commentaires sur les propositions aff\u00e9rentes \u00e0 T+1<\/a><\/p>\n<p><strong>March 16, 2023 <\/strong><a href=\"https:\/\/www.ific.ca\/wp-content\/uploads\/2023\/03\/IFIC-Submission-to-CSA-CSA-Staff-Notice-81-335-Investment-Funds-Settlement-Cycles-T1-March-16-2023.pdf?id=28211&amp;lang=en_CA\">IFIC Submission to CSA on CSA Staff Notice 81-335<\/a> Investment Funds Settlement Cycles (T+1)<\/p>\n<p><strong>February 15, 2023:\u00a0 <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Announces-SEC-Releases-Final-T1-Rules-Date-2023-02-15.pdf\">CCMA Announces SEC Releases Final T+1 Rules, Date<\/a><br \/>\n<strong>15 f\u00e9vrier 2023 :\u00a0 <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/La-SEC-publie-les-regles-finales-afferentes-au-passage-a-T1-et-annonce-la-date-de-transition.pdf\">La SEC publie les r\u00e8gles finales aff\u00e9rentes au passage \u00e0 T+1 et la date de transition<\/a><\/p>\n<p><strong>February 9, 2023:\u00a0 <\/strong><a href=\"https:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Letter-to-SEC-Commissioner-re-T1-Compliance-Date-February-9-2023.pdf\">CCMA Letter to SEC<\/a> \u2013 Risks of Q1 Implementation v. Benefits of Labour Day 2024 (d\u00e9sol\u00e9; pas disponible en fran\u00e7ais)<\/p>\n<p><strong>December 22, 2022:\u00a0<\/strong> <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Plain-Language-Summary-of-Confirm-Requirements-TISC-approved-for-release-2022-12-22.pdf\">Plain-language summary of confirm requirements<\/a> \u00a0(d\u00e9sol\u00e9; pas disponible en fran\u00e7ais)<\/p>\n<p><strong>December 15, 2022: \u00a0<\/strong><\/p>\n<ul>\n<li><a href=\"https:\/\/www.securities-administrators.ca\/news\/canadian-securities-regulators-outline-steps-to-support-transition-to-t1\/?utm_medium=email&amp;utm_campaign=PR_20221215_T1&amp;utm_source=Envoke-General-Updates&amp;utm_term=CSA-News-release-%2F-ACVM-Commun\">Canadian securities regulators outline steps to support transition to T+1<\/a><\/li>\n<li><a href=\"https:\/\/www.osc.ca\/securities-law\/instruments-rules-policies\/2\/24-101\/csa-notice-and-request-comment-proposed-amendments-national-instrument-24-101-institutional-trade\">National Instrument (NI) 24-101 \u2013\u00a0<em>Institutional Trade Matching and Settlement<\/em><\/a><\/li>\n<li><a href=\"https:\/\/www.osc.ca\/securities-law\/instruments-rules-policies\/8\/81-335\/csa-staff-notice-81-335-investment-fund-settlement-cycles\">CSA Staff Notice 81-335 \u2013\u00a0<em>Investment Fund Settlement Cycles<\/em><\/a><\/li>\n<\/ul>\n<p><strong>15 d\u00e9cembre 2022 : \u00a0<\/strong><\/p>\n<ul>\n<li><a href=\"https:\/\/www.quebec.ca\/nouvelles\/actualites\/details\/les-autorites-en-valeurs-mobilieres-du-canada-exposent-les-mesures-proposees-pour-faciliter-la-transition-vers-un-cycle-de-reglement-de-un-jour-44826\">Les mesures propos\u00e9es pour faciliter la transition vers un cycle de r\u00e8glement d\u2019un jour<\/a><\/li>\n<li><a href=\"https:\/\/lautorite.qc.ca\/professionnels\/reglementation-et-obligations\/consultations-publiques\/sujet\/bourses-oar-et-chambres-de-compensation\/en-cours#consultation_1841\">Norme canadienne 24-101 \u2014 Appariement et r\u00e8glement des op\u00e9rations institutionnelles<\/a><\/li>\n<li><a href=\"https:\/\/lautorite.qc.ca\/fileadmin\/lautorite\/reglementation\/valeurs-mobilieres\/0-avis-acvm-staff\/2022\/2022dec15-81-335-avis-acvm-fr.pdf\">Avis\u00a081-335 du personnel des ACVM \u2014 Cycles de r\u00e8glement des fonds d\u2019investissement<\/a><\/li>\n<\/ul>\n<p><strong>April 9, 2022:\u00a0 <\/strong>CCMA\u00a0<a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-SEC-Response-to-File-No.-S7-05-22-T1-Settlement-Amendments-April-9-2022.pdf\">responds<\/a> regarding T+1 implementation date to SEC request for comments on proposed T+1 rules (disponible en anglais seulement)<\/p>\n<p><strong>February 3, 2022:<\/strong>\u00a0 CSA issues <a href=\"https:\/\/www.osc.ca\/en\/securities-law\/instruments-rules-policies\/2\/24-318\/csa-staff-notice-24-318-preparing-implementation-t1-settlement\">Staff Notice 24-318<\/a> \u2013 Preparing for the Implementation of T+1 Settlement<\/p>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Regulatory Info \/ Info r\u00e8glementaire &nbsp; Latest Legal\/Regulatory Issue Log \/ Dernier registre des probl\u00e8mes juridiques et r\u00e9glementaires : April 2024 \/ avril 2024 May 27, 2024: Canadian securities regulators announce move to T+1 settlement cycle \/ 27 mai 2024: Les ACVM annoncent le passage au cycle de r\u00e8glement de un jour apr\u00e8s l\u2019op\u00e9ration May [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":0,"parent":76096,"menu_order":5,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-76173","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/76173","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/comments?post=76173"}],"version-history":[{"count":23,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/76173\/revisions"}],"predecessor-version":[{"id":77095,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/76173\/revisions\/77095"}],"up":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/76096"}],"wp:attachment":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/media?parent=76173"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}