{"id":75725,"date":"2022-08-01T10:07:25","date_gmt":"2022-08-01T14:07:25","guid":{"rendered":"http:\/\/ccma-acmc.ca\/en\/?page_id=75725"},"modified":"2023-01-31T13:00:36","modified_gmt":"2023-01-31T18:00:36","slug":"canadian-t1-asset-list-liste-dactifs-canadiens-t1","status":"publish","type":"page","link":"https:\/\/ccma-acmc.ca\/en\/resources-ressources\/canadian-t1-asset-list-liste-dactifs-canadiens-t1\/","title":{"rendered":"Canadian T+1 Asset List \/ Liste d’actifs canadiens T+1"},"content":{"rendered":"

[vc_row type=”container” padding_top=”” padding_bottom=””][vc_column][vc_row_inner][vc_column_inner width=”1\/2″][vc_column_text]Changes to CCMA T+1 Asset List<\/strong><\/span><\/p>\n

The T+1 Asset List (v. 1), after being reviewed twice by the Operations Working Group and approved by the T+1 Steering Committee for two months of broader public comment, was published on August 1, 2022, although subject to change.\u00a0 Due to the publication on December 15, 2022 of Staff Notice 81-335 \u2013 Investment Fund Settlement Cycles, the T+1 Asset List has been updated to reflect that, while equities, debt and other securities were expected to move to a standard T+1 settlement cycle under National Instrument 24-101 \u2013 Institutional Trade Matching and Settlement, funds subject to National Instrument 81-102 \u2013 Investment Funds, had the flexibility to move to T+1 or not\u00a0 The list was updated to reflect this with certain other minor clarifications also added.\u00a0 The revisions, reflected in T+1 Asset List (v. 2) were reviewed by the CCMA\u2019s Operations Working Group and approved for re-publication by the T+1 Steering Committee in January 2023<\/p>\n

Excel and Word versions of the list are also available, as well as a \u2018compare\u2019 with the 2017 T+2 Asset list.<\/p>\n

Note:<\/strong>\u00a0 For T+2, CCMA also did a compare-to-the-U.S. list. For T+1, we did the same with a draft U.S. T+1 list, however, the list was not finalized and included as in U.S. T+1 Roadmap (December 1, 2022): we were advised that the proposed SEC rule provided sufficient detail.[\/vc_column_text][\/vc_column_inner][vc_column_inner width=”1\/2″][vc_column_text]Les changements apport\u00e9s \u00e0 la <\/strong>Liste d\u2019actifs canadiens T+1 pour l\u2019ACMC<\/strong><\/span><\/p>\n

La liste des actifs\u00a0T+1 (v.1), r\u00e9vis\u00e9e \u00e0 deux reprises par le Groupe de travail Op\u00e9rations et approuv\u00e9e par le Comit\u00e9 directeur\u00a0T+1 pour une p\u00e9riode de deux mois de sollicitation de commentaires publics, a \u00e9t\u00e9 publi\u00e9e le 1er<\/sup> ao\u00fbt 2022, bien que susceptible de changer. \u00c0 la suite de la publication, le 15 d\u00e9cembre 2022, de l\u2019Avis\u00a018-335 au personnel des ACVM\u2014Cycles de r\u00e8glement des fonds d’investissement<\/a>, la Liste des actifs T+1 a \u00e9t\u00e9 actualis\u00e9e pour tenir compte du fait que, bien qu’il soit pr\u00e9vu que les actions, les titres de cr\u00e9ance et les autres titres passent \u00e0 un cycle de r\u00e8glement standard T+1 conform\u00e9ment \u00e0 la Norme canadienne (NC) 24-101 \u2014\u00a0Appariement et r\u00e8glement des transactions institutionnelles<\/em><\/a>, les fonds assujettis \u00e0 la Norme canadienne 81-102 – Fonds d’investissement, peuvent passer \u00e0 T+1 ou non. La liste a \u00e9t\u00e9 r\u00e9vis\u00e9e pour tenir compte de ce fait et d’autres pr\u00e9cisions mineures ont aussi \u00e9t\u00e9 apport\u00e9es.\u00a0 Les r\u00e9visions, refl\u00e9t\u00e9es dans la liste des actifs T+1 (v. 2), ont \u00e9t\u00e9 revues par le groupe de travail sur les op\u00e9rations de l’ACMC et approuv\u00e9es pour \u00eatre publi\u00e9es de nouveau par le comit\u00e9 directeur T+1 en janvier 2023.<\/p>\n

Des versions Excel et Word de la liste sont \u00e9galement disponibles, ainsi qu\u2019une comparaison avec la liste des actifs\u00a0T+2 de 2017.<\/p>\n

Remarque :<\/strong> Pour T+2, l\u2019ACMC a aussi proc\u00e9d\u00e9 \u00e0 la comparaison avec la liste am\u00e9ricaine. Pour T+1, la m\u00eame comparaison a \u00e9t\u00e9 \u00e9tablie avec une \u00e9bauche de liste am\u00e9ricaine pour le T+1, mais la liste n\u2019a pas \u00e9t\u00e9 parachev\u00e9e et incluse dans la feuille de route am\u00e9ricaine pour T+1 (1er<\/sup> d\u00e9cembre 2022) : nous avons \u00e9t\u00e9 avis\u00e9s que la r\u00e8gle propos\u00e9e par la SEC contenait suffisamment de d\u00e9tails.[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][\/vc_column][vc_column width=”1\/2″][vc_column_text]January 31, 2023:<\/strong> Changes to T+1 Asset List<\/a>\u00a0(.pdf)<\/p>\n

T+1 Asset List (at July 31, 2022)<\/a> (.docx)<\/p>\n

T+1 Asset List (at July 31, 2022)<\/a> (.pdf)<\/p>\n

Sortable Excel-based T+1 Asset List<\/a> (.xls)<\/p>\n

Compared Final 2017 T+2 List to 2022 T+1 Asset List – Track Changes<\/a> (.pdf)[\/vc_column_text][\/vc_column][vc_column width=”1\/2″][vc_column_text]31 janvier 2023: \u00a0<\/strong>Changements \u00e0 la Liste des actifs T+1<\/a> (.pdf)<\/p>\n

Liste d’actifs canadiens T+1 (31 juillet 2022)<\/a> (.pdf)<\/p>\n

Liste d’actifs canadiens T+1 (31 juillet 2022)<\/a> (.docx)<\/p>\n

Sortable Excel-based T+1 Asset List<\/a> (.xls)<\/p>\n

Compared Final 2017 T+2 List to 2022 T+1 Asset List – Track Changes<\/a> (.pdf)[\/vc_column_text][\/vc_column][\/vc_row][vc_row type=”container” padding_top=”” padding_bottom=””][vc_column][vc_column_text]Note:\u00a0 In the move from T+3 to T+2, the U.S. published a list of assets moving to the shorter cycle.\u00a0 For the move to T+1, that has been deemed not necessary.\u00a0\u00a0\u00a0 From the proposed SEC T+1 Rule, p. 36:\u00a0 \u201cThe definition of the term \u201csecurity\u201d in Section 3(a)(10) of the Exchange Act covers, among others, equities, corporate bonds, UITs, mutual funds, ETFs, ADRs, security-based swaps, and options.83 Application of Rule 15c6-1(a) extends to the purchase and sale of securities issued by investment companies (including mutual funds), private-label mortgage-backed securities, and limited partnership interests that are listed on an exchange.\u201d<\/p>\n

To the extent that the comparative list that the CCMA prepared for T+2 is of use, it can be viewed here:\u00a0 instructions for using the four-worksheet list appears at the top of the Sortable Asset List with U.S. – Updated per June 19, 2017<\/a>.[\/vc_column_text][\/vc_column][\/vc_row]<\/p>\n<\/section>","protected":false},"excerpt":{"rendered":"

[vc_row type=”container” padding_top=”” padding_bottom=””][vc_column][vc_row_inner][vc_column_inner width=”1\/2″][vc_column_text]Changes to CCMA T+1 Asset List The T+1 Asset List (v. 1), after being reviewed twice by the Operations Working Group and approved by the T+1 Steering Committee for two months of broader public comment, was published on August 1, 2022, although subject to change.\u00a0 Due to the publication on December […]<\/p>\n","protected":false},"author":3,"featured_media":0,"parent":70923,"menu_order":3,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-75725","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/75725","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/comments?post=75725"}],"version-history":[{"count":6,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/75725\/revisions"}],"predecessor-version":[{"id":75912,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/75725\/revisions\/75912"}],"up":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/70923"}],"wp:attachment":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/media?parent=75725"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}