{"id":75067,"date":"2021-08-31T07:33:33","date_gmt":"2021-08-31T11:33:33","guid":{"rendered":"http:\/\/ccma-acmc.ca\/en\/?page_id=75067"},"modified":"2024-03-27T08:49:28","modified_gmt":"2024-03-27T12:49:28","slug":"information-and-tools-t2-2015-2018","status":"publish","type":"page","link":"https:\/\/ccma-acmc.ca\/en\/resources-ressources\/archives\/information-and-tools-t2-2015-2018\/","title":{"rendered":"T+2 Information and Tools (2015-2018)"},"content":{"rendered":"<section class=\"wpb-content-wrapper\"><p>[vc_row type=&#8221;container&#8221; padding_top=&#8221;75&#8243; padding_bottom=&#8221;&#8221; css=&#8221;.vc_custom_1454116470140{margin-bottom: 25px !important;}&#8221;][vc_column css=&#8221;.vc_custom_1444954308084{margin-bottom: 35px !important;}&#8221;][vc_column_text]<\/p>\n<h1><strong>T+2 Information and Tools (2015-2018)<\/strong><\/h1>\n<p>&nbsp;<\/p>\n<p>The CCMA and the organizations it works with prepare and share material to help advance a smooth transition to T+2.\u00a0 Examples include white papers, submissions, surveys, checklists, and so on.<\/p>\n<h4><strong>Key Canadian Documents<\/strong><br \/>\n<em>(American documents and those of other T+2 transitioning countries follow)<\/em><strong><br \/>\n<\/strong><\/h4>\n<h4><strong>2018<\/strong><\/h4>\n<p>April 19, 2018: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Project-Post-Mortem-Report-April-19-2018.pdf\"><strong>T+2 Project &#8211; Post-Mortem Report<\/strong><\/a><\/p>\n<h4><strong>2017<\/strong><\/h4>\n<p>September 8, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74281&amp;action=edit\">CCMA Announces Successful T+2 Transition, Credits Industry Efforts<\/a><\/strong><\/p>\n<p>September 1, 2017:\u00a0 <a href=\"https:\/\/ccma-acmc.ca\/en\/t1-resources\/archives\/t2-transition-support-t2-2015-2018\/\"><strong>CCMA Publishes Transition Support Plan<\/strong><\/a><\/p>\n<p>August 31, 2017: <strong><a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_ni_20170831_81-102_investment-funds.htm\">CSA Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds \u2013 Amendments to National Instrument 81-102 Investment Funds<\/a><\/strong><\/p>\n<p>August 31, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74626&amp;action=edit\"><strong>CSA Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds \u2013 Amendments to NI 81-102 Investment Funds<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>August 10, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Two-Week-Transitional-Back-up-Support.pdf\" target=\"_blank\" rel=\"noopener\">CCMA T+2 Transitional Implementation Plan<\/a> <\/strong><\/p>\n<p>August 6, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMAs-Third-T2-Survey-Results-June-30-2017.pdf\" target=\"_blank\" rel=\"noopener\">CCMA&#8217;s Third T+2 Readiness Survey Results<\/a><\/strong><\/p>\n<p>August 3, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74628&amp;action=edit\"><strong>CSA Staff Notice 24-316 Feedback on CSA T+2 Consultations \u2013 August 3, 2017<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>August 3, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74627&amp;action=edit\"><strong>Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment \u2013 August 3, 2017<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>July 13, 2017:\u00a0 <strong><a href=\"http:\/\/tmx.complinet.com\/en\/display\/display.html?rbid=2072&amp;element_id=1101\">TMX Notice on Changes to Ex Dividend Procedures<\/a><\/strong><\/p>\n<p>July 6, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Letter-to-CSA-on-T2-related-NI-81-102-Investment-Funds-Amendments-July-6-2017-.pdf\">CCMA Letter to CSA on T+2-related NI 81-102 <em>Investment Funds<\/em> Amendments<\/a><\/strong><\/p>\n<p>July 6, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Updated-List-of-Assets-Moving-to-T2-Settlement-June-19-2017.pdf\">UPDATED CCMA List of Assets Moving to T+2<\/a><\/strong><\/p>\n<p>July 6, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Material-for-Communications-to-Clients-July-6-2017.pdf\">T+2 Communications Materials for Clients<\/a><\/strong><\/p>\n<p>June 29, 2017:\u00a0 <strong><a href=\"http:\/\/www.iiroc.ca\/Documents\/2017\/54f535f0-7355-4e86-90ba-28342e927f7d_en.pdf\">IIROC Amendments<\/a><\/strong> to Facilitate the Investment Industry\u2019s Move to T+2 Settlement<\/p>\n<p>May 2, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Industry-Test-Plan-v6.0.pdf\">Updated CDS T+2 Test Plan<\/a><\/strong><\/p>\n<p>April 27, 2017:\u00a0 <strong><a href=\"http:\/\/\u2022%09https:\/www.osc.gov.on.ca\/en\/NewsEvents_nr_20170427_support-transition.htm\">Canadian securities regulators outline steps to support transition to T+2<\/a><\/strong><\/p>\n<ul>\n<li><strong><a href=\"https:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_csa_20170427_24-101_trade-matching.htm\">Final amendments<\/a><\/strong> to National Instrument 24-101 <em>Institutional Trade Matching and Settlement<\/em> and its companion policy<\/li>\n<li><strong><a href=\"https:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_ni_20170427_81-102_investment-funds.htm\">Consultation:<\/a><\/strong><em> Notice and Request for Comment: Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds<\/em>, with proposed amendments to National Instrument 81-102 <em>Investment Funds <\/em>(NI 81-102)<\/li>\n<\/ul>\n<p>April 27, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Firms-that-Have-Confirmed-a-Project-Manager-or-Other-Contact-for-Last-CCMA-T2-Survey-April-27-2017-1.pdf\">Firms that Have Confirmed a Project Manager or Other Official Contact for Last CCMA T+2 Survey<\/a><\/strong> <strong>(Updated)<\/strong>\u00a0 <em>(If your firm&#8217;s name is not on this list, please <a href=\"http:\/\/info@ccma-acmc.ca\"><strong>e-mail us<\/strong><\/a> with the official contact for your firm)<\/em><\/p>\n<p>April 27, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Batch-7-FAQs-Final-April-27-2017.pdf\"><strong>Updated CCMA FAQs<\/strong><\/a><\/p>\n<p>April 26, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Asset-List-re-Investment-Funds-April-24-2016-3.docx\">Asset List Investment Fund Extract Expanded &#8211; Deadline Extended<\/a><\/strong> <em>(<\/em><em>Please provide feedback by May 31, 2017)<\/em><\/p>\n<p>March 30, 2017: \u00a0<a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74635&amp;action=edit\"><strong>Fundserv T+2 FAQs<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>March 28, 2017:\u00a0 <strong><a href=\"http:\/\/www.fundserv.com\/content\/uploads\/2017\/03\/Fundserv-T2-FAQsMarch30.pdf\">Fundserv T+2 Frequently Asked Questions (FAQs)<\/a><\/strong> <em>(Note:\u00a0 Updated; original version issued March 9) <\/em><\/p>\n<p>March 12, 2017:\u00a0Updated <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Test-Plan-CDS-March-2017.pdf\">CDS T+2 Test Plan<\/a><\/strong><em> (Note:\u00a0 Any further changes to the CDS Test Plan are sent by notice directly to CDS participants and the CCMA)<\/em><\/p>\n<p>March 12, 2017: Updated <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Test-Plan-CDCC-March-2017.pdf\">CDCC T+2 Test Plan<\/a><\/strong><\/p>\n<p>March 9, 2017:\u00a0 <strong><a href=\"http:\/\/www.fundserv.com\/content\/uploads\/2017\/03\/Fundserv-T2-Survey-Results-and-Analysis.pdf\">Fundserv T+2 Survey and Results<\/a><\/strong><\/p>\n<p>February 22, 2017:\u00a0 MFDA Bulletin: <strong><a href=\"http:\/\/mfda.ca\/bulletin\/0716-m\/\">Canadian Investment Industry\u2019s Move to T+2 Settlement<\/a><\/strong><\/p>\n<p>February 22, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Asset-List-re-Investment-Funds-February-22-2016.pdf\">Asset List Investment Fund Extract Expanded &#8211; February 22, 2017<\/a><\/strong> <em>(Please provide feedback by March 15, 2017)<\/em><\/p>\n<p>February 22, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-T2-Project-Acknowledgement-Form.pdf\">CCMA T+2 Project Acknowledgement Form<\/a><\/strong><\/p>\n<p>February 22, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Key-Infrastructure-and-Service-Provider-T2-Acknowledgement-List-1.pdf\">List of CCMA Key Infrastructure, Service Providers, Custodians and Intermediaries Requested to Sign T+2 Project Acknowledgement Form<\/a><\/strong><\/p>\n<p>February 22, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Second-T2-Readiness-Survey-Results-February-6-2017.pdf\">T+2 Readiness Progress Survey Results<\/a><\/strong><\/p>\n<p>February 14, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/IFIC-Letter-to-CSA-on-T2-Impact-on-Funds-Feb.-14-2017.pdf\">IFIC Letter to CSA on T+2 Impact on Funds<\/a><\/strong><\/p>\n<p>February 3, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA_Letter_to_the_CSA_re_NI81-102_Investment_Funds_and_T2\u2013February_5_2017.pdf\">CCMA Letter to CSA re Investment Funds and T+2<\/a><\/strong><\/p>\n<p>January 13, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CDS_T2_Industry_Test_Plan_v3.0_Jan._13_2017.pdf\"><strong>CDS T+2<\/strong> <strong>Industry Test Plan v3.0<\/strong><\/a><strong>\u00a0<\/strong><\/p>\n<h4><strong>2016<\/strong><\/h4>\n<p>December 19, 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Final-Asset-List-Moving-to-T2-Settlement-UPDATED-December-1-2016.pdf\">UPDATED Final T+2 Asset List<\/a><\/strong><\/p>\n<p>November 30, 2016:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CDCC-T2-External-Test-Plan-November-18-2016.pdf\" target=\"_blank\" rel=\"noopener\">CDCC External Test Plan<\/a><\/strong><\/p>\n<p>November 16, 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/IIAC-Response-to-CSA-conslutation-on-NI-24-101-Nov-2016.pdf\">IIAC Letter to CSA on 24-402 Settlement Consultation Paper<\/a><\/strong><\/p>\n<p>November 1, 2016:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-CSA-Letter-on-Proposed-NI-24-101-Changes-November-1-2016.pdf\">CCMA Letter to CSA on NI 24-101 T+2 Amendments<\/a><\/strong><\/p>\n<p>November 1, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-SEC-Letter-on-File-No.-S7-22-16-T2-Amendments-November-1-2016-1.pdf\"><strong>CCMA Letter to SEC on Proposed T+2 Amendments<\/strong><\/a><\/p>\n<p>October 26, 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-IIROC-Letter-re-Notice-16-0177-Amendments-to-Facilitate-T2-Move-October-26-2016.pdf\">Letter to IIROC on Notice 16-0177 re Amendments to Facilitate T+2 Move<\/a><\/strong><\/p>\n<p>October 22, 2016:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Industry-Test-Plan-CDS-October-22-2016.pdf\">CDS T+2 Industry Test Plan<\/a><\/strong><\/p>\n<p>October 17, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Fundserv-T2-Test-Plan-October-2016.pdf\"><strong>T+2 Testing Strategy \u2013 Fundserv\u2019s High-Level Testing Plan<\/strong><\/a><\/p>\n<p>September 4, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/What-Investment-Fund-Managers-Should-Consider-as-They-Prepare-for-T2-September-1-2016.pdf\" target=\"_blank\" rel=\"noopener\"><strong>Buy-Side T+2 Checklist<\/strong><\/a><\/p>\n<p>September 4, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Presentation-in-a-Box-September-2-2016.pptx\" target=\"_blank\" rel=\"noopener\"><strong>T+2-In-A-Box PowerPoint<\/strong><\/a><\/p>\n<p>September 4, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/faq\/\" target=\"_blank\" rel=\"noopener\"><strong>Updated and Expanded FAQs<\/strong><\/a> <em>(as at September 3, 2016)<\/em><\/p>\n<p>August 18, 2016:\u00a0 <strong><a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_csa_20160818_24-101_proposed-amendments.htm\">CSA Notice and Request for Comments<\/a><\/strong> on Proposed Amendments to National Instrument (NI) and Companion Policy (CP) 24-101 \u2013 Institutional Trade Matching and Settlement and CSA Consultation Paper 24-402: Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment <em>(Request for Comments by Nov. 16, 2016)<\/em><\/p>\n<p>July 28, 2016: <strong><a href=\"http:\/\/docs.iiroc.ca\/DisplayDocument.aspx?DocumentID=2415264466CE4EF2A1ACD9403540656E&amp;Language=en\">IIROC Rules Notice 16-0177<\/a><\/strong>\u00a0 Amendments to facilitate the investment industry\u2019s move to T+2 settlement <em>(Request for Comments by Oct. 26, 2016) <\/em><\/p>\n<p>July 22, 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/fr\/wp-content\/uploads\/2016\/07\/T2_Readiness_Survey_Results_June_30_2016.pdf\">T+2 Preparedness Survey Results<\/a><br \/>\n<\/strong><\/p>\n<p>July 18, 2016: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Final-Asset-List-Moving-to-T2-Settlement-July-14-2016-1.pdf\"><strong>Final Canadian T+2 Asset List<\/strong><\/a><\/p>\n<p>June 2, 2016: <a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_csa_20160526_24-314_t2-settlement-letter-to-registered-firms.htm\"><strong>CSA Staff Notice 24-314<\/strong>:<\/a>\u00a0 Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms<\/p>\n<p>May 24, 2016:\u00a0<strong> <a href=\"https:\/\/www.surveymonkey.com\/r\/T_Plus_2_Readiness_Survey\" target=\"_blank\" rel=\"noopener\">T+2 Readiness Survey<\/a>\u00a0 <\/strong><em>(Please complete this confidential survey by Friday, June 3, 2016.\u00a0 Note:\u00a0 If your firewall security settings do not allow you to access\/complete this survey online, please download and complete this <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Readiness-Survey-May-2016.docx\" target=\"_blank\" rel=\"noopener\">Word version<\/a>, and then save and <a href=\"mailto:info@ccma-acmc.ca?subject=Request%20re%20T+2\">e-mail<\/a> it to us)<\/em><\/p>\n<p>April 2016: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-SettlingAssetListForIndustryComment-April302016.pdf\"><strong>T+2 Asset List<\/strong><\/a> <em>(Request for Comment by May 27, 2016)<\/em><\/p>\n<p>April 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Readiness-Self-Assessment-Checklist-2016-March.pdf\">CCMA &#8211; T+2 Readiness Self-Assessment Checklist <\/a><\/strong><\/p>\n<p>January 2016: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Fundserv-Review-Move-from-T3-to-T2-January-26-2016.pdf\" target=\"_blank\" rel=\"noopener\"><strong>Fundserv T+2 White Paper<\/strong><\/a><\/p>\n<h4><strong>2015 and earlier<\/strong><\/h4>\n<p>December 2015 :\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/IFDS-T2-ClientDocument.pdf\"><strong>IFDS Bulletin on T+2<\/strong><\/a><\/p>\n<p>September 2015<strong>:\u00a0 <a href=\"http:\/\/www.cds.ca\/resource\/en\/174\">CDS T+2 White Paper <\/a><\/strong><\/p>\n<p>April 2, 2015:\u00a0 <strong><a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_sn_20150402_24-312_t2-settlement.htm\">CSA Staff Notice 24-312<\/a><\/strong>: Preparing for the Implementation of T+2 Settlement<\/p>\n<p>June 23, 2014:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74613&amp;action=edit\"><strong>IIAC Industry Asset Classification Schema<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>July 12, 2004: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Capco-Summary-Report-Canadian-Vs.-U.S.-STP-and-T1-Assessment-Results-July-12-2004.pdf\">Capco Summary Report Canadian STP\/T+1 Assessment Results<\/a><\/strong><\/p>\n<p>July 12, 2004:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Capco_Detailed_Assessment_Report_2004-07-12-1.pdf\">Capco Assessment of Canada\u2019s STP\/T+1 Readiness and a Comparison of Canada\u2019s vs. United States\u2019 T+1 Readiness<\/a> <\/strong>\u2013 STP\/T+1 Readiness Assessment Report for Canada<\/p>\n<p>November 10, 2000: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Charles-River-Report-Nov10.pdf\">Charles River Associates \u2013 Economic Case for Canada T+1<\/a><\/strong><\/p>\n<h3><\/h3>\n<h3><strong>KEY U.S. DOCUMENTS <\/strong>(also visit <a href=\"http:\/\/www.ust2.com\/\">www.ust2.com<\/a>)<\/h3>\n<p>January 22, 2018:\u00a0 <a href=\"http:\/\/www.dtcc.com\/news\/2018\/january\/22\/equities-structure-white-paper\">Modernizing The U.S Equity Markets Post-Trade Infrastructure<\/a><\/p>\n<p>January 22, 2018:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/DTCC-Modernizing-the-U.S.-Equity-Markets-Post-Trade-Infrastructure-A-White-Paper-to-the-Industry-January-22-2018.pdf\">Modernizing The U.S Equity Markets Post-Trade Infrastructure<\/a> <em>(pdf) <\/em><\/p>\n<p>January 2018:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74617&amp;action=edit\">Daily Total U.S. Treasury and Agency Fails<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>August 22, 2017:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/Securitized-Mortgage-Products-and-T2.pdf\">U.S. Asset List Clarifications<\/a><\/p>\n<p>August 22, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74637&amp;action=edit\">T+2 Product Scope Clarifications (securitized mortgages, non-U.S. securities)<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>July 10, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74638&amp;action=edit\">T+2 Update Collateralized Mortgage Obligations<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>June 16, 2017: \u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/T2-Changes-to-the-Securities-Lending-Recall-Period.pdf\">T+2 Changes to the Securities Lending Recall Period<\/a><\/p>\n<p>May 8, 2017:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/SIFMA-WFG-Shortened-Settlement-Cycle-Rule-Changes-8Mar2017.pdf\">Shortened Settlement Cycle \u2013 U.S. Rule Changes<\/a> (Willkie Farr Gallagher LLP)<\/p>\n<p>March 23, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Shortened_Settlement_Cycle_Final_Rule_34-80295_20170322.pdf\">SEC FINAL Rule Changes<\/a><\/p>\n<p>January 31, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/DTCC_Test_CUSIPs_for_T2_Industry_Testing_Jan._31_2017.pdf\">DTCC Test CUSIPs for T+2 Industry Testing<\/a><\/p>\n<p>January 20, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/DTCC_T2_Test_Approach_Detailed_Testing_Framework_Version-2_Jan_20_2017.pdf\">DTCC T+2 Test Approach Detailed Testing Framework Version 2<\/a><\/p>\n<p>October 28, 2016: \u00a0<a href=\"http:\/\/www.ust2.com\/pdfs\/T2-Functional-Changes-v2.pdf\">Version 2 &#8211; DTC, NSCC and Omgeo Functional Changes for a Shorter Settlement Cycle<\/a><\/p>\n<p>October 10, 2016: \u00a0<a href=\"http:\/\/www.ust2.com\/questions\/\">Frequently Asked Questions<\/a><\/p>\n<p>October 10, 2016: \u00a0<a href=\"http:\/\/www.ust2.com\/pdfs\/t2-cash-products-in-scope.pdf\">Cash Products in Scope<\/a><\/p>\n<p>October 10, 2016:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/t2-primary-markets-working-group-recommendations.pdf\">U.S. T+2 Primary Markets Working Group Recommendations<\/a><\/p>\n<p>August 31, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74612&amp;action=edit\">U.S. Cash Products in Scope for T+2<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>March 7, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74636&amp;action=edit\">U.S. ISC Recommends Shorter Settlement Cycle Implementation Date\u00a0<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>August 1, 2016:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/UST2-Testing-WhitePaper.pdf\" target=\"_blank\" rel=\"noopener\">T+2 Test Approach &#8211; Detailed Testing Framework<\/a><\/p>\n<p>March 7, 2016: \u00a0<a href=\"http:\/\/www.ust2.com\/pdfs\/T2-ISC-recommends-shorter-settlement-030716.pdf\">U.S. T+2 ISC Recommends Move to Shorter Settlement Cycle on September 5, 2017<\/a><\/p>\n<p>December 2015:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/T2-Playbook-PR-12-21-15.pdf\">T+2 Industry Steering Committee Publishes Playbook for Achieving Shortened Settlement Cycle in U.S. by the End of 3Q 2017<\/a><\/p>\n<p>December 18, 2015:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74614&amp;action=edit\">U.S. T+2 Industry Implementation Playbook<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>September 16, 2015: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/2015-09-16-SEC-Chair-T1-Support-Letter-to-SIFMA-and-ICI.pdf\">SEC Letter to SIFMA and ICI Confirming Support and Labour Day Implementation Date<\/a> <em>(pdf)<\/em><\/p>\n<p>June 28, 2013:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74621&amp;action=edit\">Order Approving Proposed Rule Change to Require that All Locked-in Trade Data Submitted to NSCC for Trade Recording be Submitted in Real-time<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>October 2012:\u00a0 <a href=\"http:\/\/www.dtcc.com\/~\/media\/Files\/Downloads\/WhitePapers\/CBA_BCG_Shortening_the_Settlement_Cycle_October2012.pdf\">Boston Consulting Group Cost-benefit analysis of shortening the settlement cycle<\/a><\/p>\n<p>October 2012:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74615&amp;action=edit\">Boston Consulting Group Cost-Benefit Analysis on Shortening the Settlement Cycle<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>June 16, 2004:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74616&amp;action=edit\" aria-label=\"Edit \u201cBoston Consulting Gorup Cost-Benefit Analysis on Shortening the Settlement Cycle \u2013 October 2012\u201d\">SIA Comments to the SEC on the Securities Transaction Settlement Cycle<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>&nbsp;<\/p>\n<h3><strong>OTHER T+2 TRANSITIONS IN GLOBAL MARKETS<br \/>\n<\/strong><\/h3>\n<p><strong>Argentina:\u00a0\u00a0 <\/strong><a href=\"http:\/\/www.ust2.com\/pdfs\/Resolucion-General-703-E-2017-CNV.pdf\">Argentinian T+2 Announcement<\/a> <em>(in Spanish; <\/em>August 24, 2017<em>)<\/em><\/p>\n<p><strong>Australia Experience:\u00a0 <\/strong><a href=\"http:\/\/www.asx.com.au\/t2.htm\">Transition to T+2 Settlement for Cash Equities<\/a><\/p>\n<p><strong>European Experience:\u00a0<\/strong> <a href=\"http:\/\/www.icmagroup.org\/Regulatory-Policy-and-Market-Practice\/market-infrastructure\/Migration-to-T-2\/\">CSD Regulation \u2013 Migration to T+2<\/a><\/p>\n<ul>\n<li>August 23, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74625&amp;action=edit\">European Commission Public Consultation on post-trade in a Capital Market Union \u2013 dismantling barriers and strategy for the future<\/a>\u00a0(pdf)<\/li>\n<li>March 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74618&amp;action=edit\">International Capital Markets Association (ICMA) CSDR Framework for Late Settlement Penalties<\/a>\u00a0(pdf)<\/li>\n<li>October 20, 2014:\u00a0 <a href=\"http:\/\/ecsda.eu\/archives\/3793\">ECSDA Reports \u201cA very smooth transition to T+2\u201d \u00a0in 29 European Countries<\/a><\/li>\n<li>October 2014:\u00a0 <a href=\"http:\/\/www.hsbcnet.com\/gbm\/attachments\/about-us\/financial-regulation\/t2-client-guide.pdf\">T+2 EU Industry-wide Shortened Settlement Cycle for Securities HSBC Client Guide<\/a><\/li>\n<li>July 23, 2014:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74620&amp;action=edit\">European Commission CSDs Securities Settlement (Central Securities Depositories EU Regulation No 909-2014)<\/a>\u00a0(pdf)<\/li>\n<\/ul>\n<p><strong>Mexico: \u00a0 <\/strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Mexico-to-Move-to-T2.pdf\">Mexico to Move to T+2 on September 5, 2017<\/a><\/p>\n<p><strong>New Zealand Experience:\u00a0<\/strong> <a href=\"https:\/\/www.nzx.com\/regulation\/T2-settlement\">Transition to T+2 Settlement Cycle for Cash Trades<\/a><\/p>\n<p><strong>Peru:<\/strong><\/p>\n<ul>\n<li><a href=\"http:\/\/www.bvl.com.pe\/empresas\/alertas\/Aviso%20Nvo%20Plazo%20T+2%20-%20Ago17.pdf\">Peruvian T+2 Announcement<\/a> <em>(in Spanish; August 17, 2017)<\/em><\/li>\n<li><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Peru-2.pdf\">T+2 Update<\/a> (July 6, 2017)<\/li>\n<li><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Peru-to-Move-to-T2-on-Sept.-5-2017.pdf\">Peru to Move to T+2 on September 5, 2017<\/a><\/li>\n<\/ul>\n<p>[\/vc_column_text][vc_column_text]<\/p>\n<h1><strong>T+2 Information and Tools (2015-2018)<\/strong><\/h1>\n<p>&nbsp;<\/p>\n<p>The CCMA and the organizations it works with prepare and share material to help advance a smooth transition to T+2.\u00a0 Examples include white papers, submissions, surveys, checklists, and so on.<\/p>\n<h4><strong>Key Canadian Documents<\/strong><br \/>\n<em>(American documents and those of other T+2 transitioning countries follow)<\/em><strong><br \/>\n<\/strong><\/h4>\n<h4><strong>2018<\/strong><\/h4>\n<p>April 19, 2018: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Project-Post-Mortem-Report-April-19-2018.pdf\"><strong>T+2 Project &#8211; Post-Mortem Report<\/strong><\/a><\/p>\n<h4><strong>2017<\/strong><\/h4>\n<p>September 8, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74281&amp;action=edit\">CCMA Announces Successful T+2 Transition, Credits Industry Efforts<\/a><\/strong><\/p>\n<p>September 1, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/t2-transition-backup-support\/\">CCMA Publishes Transition Support Plan<\/a><\/strong><\/p>\n<p>August 31, 2017: <strong><a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_ni_20170831_81-102_investment-funds.htm\">CSA Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds \u2013 Amendments to National Instrument 81-102 Investment Funds<\/a><\/strong><\/p>\n<p>August 31, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74626&amp;action=edit\"><strong>CSA Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds \u2013 Amendments to NI 81-102 Investment Funds<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>August 10, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Two-Week-Transitional-Back-up-Support.pdf\" target=\"_blank\" rel=\"noopener\">CCMA T+2 Transitional Implementation Plan<\/a> <\/strong><\/p>\n<p>August 6, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMAs-Third-T2-Survey-Results-June-30-2017.pdf\" target=\"_blank\" rel=\"noopener\">CCMA&#8217;s Third T+2 Readiness Survey Results<\/a><\/strong><\/p>\n<p>August 3, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74628&amp;action=edit\"><strong>CSA Staff Notice 24-316 Feedback on CSA T+2 Consultations \u2013 August 3, 2017<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>August 3, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74627&amp;action=edit\"><strong>Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment \u2013 August 3, 2017<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>July 13, 2017:\u00a0 <strong><a href=\"http:\/\/tmx.complinet.com\/en\/display\/display.html?rbid=2072&amp;element_id=1101\">TMX Notice on Changes to Ex Dividend Procedures<\/a><\/strong><\/p>\n<p>July 6, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Letter-to-CSA-on-T2-related-NI-81-102-Investment-Funds-Amendments-July-6-2017-.pdf\">CCMA Letter to CSA on T+2-related NI 81-102 <em>Investment Funds<\/em> Amendments<\/a><\/strong><\/p>\n<p>July 6, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Updated-List-of-Assets-Moving-to-T2-Settlement-June-19-2017.pdf\">UPDATED CCMA List of Assets Moving to T+2<\/a><\/strong><\/p>\n<p>July 6, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Material-for-Communications-to-Clients-July-6-2017.pdf\">T+2 Communications Materials for Clients<\/a><\/strong><\/p>\n<p>June 29, 2017:\u00a0 <strong><a href=\"http:\/\/www.iiroc.ca\/Documents\/2017\/54f535f0-7355-4e86-90ba-28342e927f7d_en.pdf\">IIROC Amendments<\/a><\/strong> to Facilitate the Investment Industry\u2019s Move to T+2 Settlement<\/p>\n<p>May 2, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Industry-Test-Plan-v6.0.pdf\">Updated CDS T+2 Test Plan<\/a><\/strong><\/p>\n<p>April 27, 2017:\u00a0 <strong><a href=\"http:\/\/\u2022%09https:\/www.osc.gov.on.ca\/en\/NewsEvents_nr_20170427_support-transition.htm\">Canadian securities regulators outline steps to support transition to T+2<\/a><\/strong><\/p>\n<ul>\n<li><strong><a href=\"https:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_csa_20170427_24-101_trade-matching.htm\">Final amendments<\/a><\/strong> to National Instrument 24-101 <em>Institutional Trade Matching and Settlement<\/em> and its companion policy<\/li>\n<li><strong><a href=\"https:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_ni_20170427_81-102_investment-funds.htm\">Consultation:<\/a><\/strong><em> Notice and Request for Comment: Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds<\/em>, with proposed amendments to National Instrument 81-102 <em>Investment Funds <\/em>(NI 81-102)<\/li>\n<\/ul>\n<p>April 27, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Firms-that-Have-Confirmed-a-Project-Manager-or-Other-Contact-for-Last-CCMA-T2-Survey-April-27-2017-1.pdf\">Firms that Have Confirmed a Project Manager or Other Official Contact for Last CCMA T+2 Survey<\/a><\/strong> <strong>(Updated)<\/strong>\u00a0 <em>(If your firm&#8217;s name is not on this list, please <a href=\"http:\/\/info@ccma-acmc.ca\"><strong>e-mail us<\/strong><\/a> with the official contact for your firm)<\/em><\/p>\n<p>April 27, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Batch-7-FAQs-Final-April-27-2017.pdf\"><strong>Updated CCMA FAQs<\/strong><\/a><\/p>\n<p>April 26, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Asset-List-re-Investment-Funds-April-24-2016-3.docx\">Asset List Investment Fund Extract Expanded &#8211; Deadline Extended<\/a><\/strong> <em>(<\/em><em>Please provide feedback by May 31, 2017)<\/em><\/p>\n<p>March 30, 2017: \u00a0<a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74635&amp;action=edit\"><strong>Fundserv T+2 FAQs<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>March 28, 2017:\u00a0 <strong><a href=\"http:\/\/www.fundserv.com\/content\/uploads\/2017\/03\/Fundserv-T2-FAQsMarch30.pdf\">Fundserv T+2 Frequently Asked Questions (FAQs)<\/a><\/strong> <em>(Note:\u00a0 Updated; original version issued March 9) <\/em><\/p>\n<p>March 12, 2017:\u00a0Updated <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Test-Plan-CDS-March-2017.pdf\">CDS T+2 Test Plan<\/a><\/strong><em> (Note:\u00a0 Any further changes to the CDS Test Plan are sent by notice directly to CDS participants and the CCMA)<\/em><\/p>\n<p>March 12, 2017: Updated <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Test-Plan-CDCC-March-2017.pdf\">CDCC T+2 Test Plan<\/a><\/strong><\/p>\n<p>March 9, 2017:\u00a0 <strong><a href=\"http:\/\/www.fundserv.com\/content\/uploads\/2017\/03\/Fundserv-T2-Survey-Results-and-Analysis.pdf\">Fundserv T+2 Survey and Results<\/a><\/strong><\/p>\n<p>February 22, 2017:\u00a0 MFDA Bulletin: <strong><a href=\"http:\/\/mfda.ca\/bulletin\/0716-m\/\">Canadian Investment Industry\u2019s Move to T+2 Settlement<\/a><\/strong><\/p>\n<p>February 22, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Asset-List-re-Investment-Funds-February-22-2016.pdf\">Asset List Investment Fund Extract Expanded &#8211; February 22, 2017<\/a><\/strong> <em>(Please provide feedback by March 15, 2017)<\/em><\/p>\n<p>February 22, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-T2-Project-Acknowledgement-Form.pdf\">CCMA T+2 Project Acknowledgement Form<\/a><\/strong><\/p>\n<p>February 22, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-Key-Infrastructure-and-Service-Provider-T2-Acknowledgement-List-1.pdf\">List of CCMA Key Infrastructure, Service Providers, Custodians and Intermediaries Requested to Sign T+2 Project Acknowledgement Form<\/a><\/strong><\/p>\n<p>February 22, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Second-T2-Readiness-Survey-Results-February-6-2017.pdf\">T+2 Readiness Progress Survey Results<\/a><\/strong><\/p>\n<p>February 14, 2017: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/IFIC-Letter-to-CSA-on-T2-Impact-on-Funds-Feb.-14-2017.pdf\">IFIC Letter to CSA on T+2 Impact on Funds<\/a><\/strong><\/p>\n<p>February 3, 2017:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA_Letter_to_the_CSA_re_NI81-102_Investment_Funds_and_T2\u2013February_5_2017.pdf\">CCMA Letter to CSA re Investment Funds and T+2<\/a><\/strong><\/p>\n<p>January 13, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CDS_T2_Industry_Test_Plan_v3.0_Jan._13_2017.pdf\"><strong>CDS T+2<\/strong> <strong>Industry Test Plan v3.0<\/strong><\/a><strong>\u00a0<\/strong><\/p>\n<h4><strong>2016<\/strong><\/h4>\n<p>December 19, 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Final-Asset-List-Moving-to-T2-Settlement-UPDATED-December-1-2016.pdf\">UPDATED Final T+2 Asset List<\/a><\/strong><\/p>\n<p>November 30, 2016:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CDCC-T2-External-Test-Plan-November-18-2016.pdf\" target=\"_blank\" rel=\"noopener\">CDCC External Test Plan<\/a><\/strong><\/p>\n<p>November 16, 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/IIAC-Response-to-CSA-conslutation-on-NI-24-101-Nov-2016.pdf\">IIAC Letter to CSA on 24-402 Settlement Consultation Paper<\/a><\/strong><\/p>\n<p>November 1, 2016:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-CSA-Letter-on-Proposed-NI-24-101-Changes-November-1-2016.pdf\">CCMA Letter to CSA on NI 24-101 T+2 Amendments<\/a><\/strong><\/p>\n<p>November 1, 2016:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-SEC-Letter-on-File-No.-S7-22-16-T2-Amendments-November-1-2016.pdf\">CCMA Letter to SEC on Proposed T+2 Amendments<\/a><\/strong><\/p>\n<p>October 26, 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/CCMA-IIROC-Letter-re-Notice-16-0177-Amendments-to-Facilitate-T2-Move-October-26-2016.pdf\">Letter to IIROC on Notice 16-0177 re Amendments to Facilitate T+2 Move<\/a><\/strong><\/p>\n<p>October 22, 2016:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Industry-Test-Plan-CDS-October-22-2016.pdf\">CDS T+2 Industry Test Plan<\/a><\/strong><\/p>\n<p>October 17, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Fundserv-T2-Test-Plan-October-2016.pdf\"><strong>T+2 Testing Strategy \u2013 Fundserv\u2019s High-Level Testing Plan<\/strong><\/a><\/p>\n<p>September 4, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/What-Investment-Fund-Managers-Should-Consider-as-They-Prepare-for-T2-September-1-2016.pdf\" target=\"_blank\" rel=\"noopener\"><strong>Buy-Side T+2 Checklist<\/strong><\/a><\/p>\n<p>September 4, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Presentation-in-a-Box-September-2-2016.pptx\" target=\"_blank\" rel=\"noopener\"><strong>T+2-In-A-Box PowerPoint<\/strong><\/a><\/p>\n<p>September 4, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/faq\/\" target=\"_blank\" rel=\"noopener\"><strong>Updated and Expanded FAQs<\/strong><\/a> <em>(as at September 3, 2016)<\/em><\/p>\n<p>August 18, 2016:\u00a0 <strong><a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_csa_20160818_24-101_proposed-amendments.htm\">CSA Notice and Request for Comments<\/a><\/strong> on Proposed Amendments to National Instrument (NI) and Companion Policy (CP) 24-101 \u2013 Institutional Trade Matching and Settlement and CSA Consultation Paper 24-402: Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment <em>(Request for Comments by Nov. 16, 2016)<\/em><\/p>\n<p>July 28, 2016: <strong><a href=\"http:\/\/docs.iiroc.ca\/DisplayDocument.aspx?DocumentID=2415264466CE4EF2A1ACD9403540656E&amp;Language=en\">IIROC Rules Notice 16-0177<\/a><\/strong>\u00a0 Amendments to facilitate the investment industry\u2019s move to T+2 settlement <em>(Request for Comments by Oct. 26, 2016) <\/em><\/p>\n<p>July 22, 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/fr\/wp-content\/uploads\/2016\/07\/T2_Readiness_Survey_Results_June_30_2016.pdf\">T+2 Preparedness Survey Results<\/a><br \/>\n<\/strong><\/p>\n<p>July 18, 2016: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Final-Asset-List-Moving-to-T2-Settlement-July-14-2016-1.pdf\"><strong>Final Canadian T+2 Asset List<\/strong><\/a><\/p>\n<p>June 2, 2016: <a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_csa_20160526_24-314_t2-settlement-letter-to-registered-firms.htm\"><strong>CSA Staff Notice 24-314<\/strong>:<\/a>\u00a0 Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms<\/p>\n<p>May 24, 2016:\u00a0<strong> <a href=\"https:\/\/www.surveymonkey.com\/r\/T_Plus_2_Readiness_Survey\" target=\"_blank\" rel=\"noopener\">T+2 Readiness Survey<\/a>\u00a0 <\/strong><em>(Please complete this confidential survey by Friday, June 3, 2016.\u00a0 Note:\u00a0 If your firewall security settings do not allow you to access\/complete this survey online, please download and complete this <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Readiness-Survey-May-2016.docx\" target=\"_blank\" rel=\"noopener\">Word version<\/a>, and then save and <a href=\"mailto:info@ccma-acmc.ca?subject=Request%20re%20T+2\">e-mail<\/a> it to us)<\/em><\/p>\n<p>April 2016: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-SettlingAssetListForIndustryComment-April302016.pdf\"><strong>T+2 Asset List<\/strong><\/a> <em>(Request for Comment by May 27, 2016)<\/em><\/p>\n<p>April 2016: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/T2-Readiness-Self-Assessment-Checklist-2016-March.pdf\">CCMA &#8211; T+2 Readiness Self-Assessment Checklist <\/a><\/strong><\/p>\n<p>January 2016: <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Fundserv-Review-Move-from-T3-to-T2-January-26-2016.pdf\" target=\"_blank\" rel=\"noopener\"><strong>Fundserv T+2 White Paper<\/strong><\/a><\/p>\n<h4><strong>2015 and earlier<\/strong><\/h4>\n<p>December 2015 :\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/IFDS-T2-ClientDocument.pdf\"><strong>IFDS Bulletin on T+2<\/strong><\/a><\/p>\n<p>September 2015<strong>:\u00a0 <a href=\"http:\/\/www.cds.ca\/resource\/en\/174\">CDS T+2 White Paper <\/a><\/strong><\/p>\n<p>April 2, 2015:\u00a0 <strong><a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_sn_20150402_24-312_t2-settlement.htm\">CSA Staff Notice 24-312<\/a><\/strong>: Preparing for the Implementation of T+2 Settlement<\/p>\n<p>April 2, 2015:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74633&amp;action=edit\"><strong>CSA Staff Notice 24-312 Preparing for the Implementation of T+2 Settlement \u2013 April 2, 2015<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>June 23, 2014:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74613&amp;action=edit\"><strong>IIAC Industry Asset Classification Schema<\/strong><\/a> \u00a0(pdf)<\/p>\n<p>July 12, 2004: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Capco-Summary-Report-Canadian-Vs.-U.S.-STP-and-T1-Assessment-Results-July-12-2004.pdf\">Capco Summary Report Canadian STP\/T+1 Assessment Results<\/a><\/strong><\/p>\n<p>July 12, 2004:\u00a0 <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Capco_Detailed_Assessment_Report_2004-07-12-1.pdf\">Capco Assessment of Canada\u2019s STP\/T+1 Readiness and a Comparison of Canada\u2019s vs. United States\u2019 T+1 Readiness<\/a> <\/strong>\u2013 STP\/T+1 Readiness Assessment Report for Canada<\/p>\n<p>November 10, 2000: <strong><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Charles-River-Report-Nov10.pdf\">Charles River Associates \u2013 Economic Case for Canada T+1<\/a><\/strong><\/p>\n<h3><\/h3>\n<h3><strong>KEY U.S. DOCUMENTS <\/strong>(also visit <a href=\"http:\/\/www.ust2.com\/\">www.ust2.com<\/a>)<\/h3>\n<p>January 22, 2018:\u00a0 <a href=\"http:\/\/www.dtcc.com\/news\/2018\/january\/22\/equities-structure-white-paper\">Modernizing The U.S Equity Markets Post-Trade Infrastructure<\/a><\/p>\n<p>January 22, 2018:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/DTCC-Modernizing-the-U.S.-Equity-Markets-Post-Trade-Infrastructure-A-White-Paper-to-the-Industry-January-22-2018.pdf\">Modernizing The U.S Equity Markets Post-Trade Infrastructure<\/a> <em>(pdf) <\/em><\/p>\n<p>January 2018:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74617&amp;action=edit\">Daily Total U.S. Treasury and Agency Fails<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>August 22, 2017:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/Securitized-Mortgage-Products-and-T2.pdf\">U.S. Asset List Clarifications<\/a><\/p>\n<p>August 22, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74637&amp;action=edit\">T+2 Product Scope Clarifications (securitized mortgages, non-U.S. securities)<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>July 10, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74638&amp;action=edit\">T+2 Update Collateralized Mortgage Obligations<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>June 16, 2017: \u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/T2-Changes-to-the-Securities-Lending-Recall-Period.pdf\">T+2 Changes to the Securities Lending Recall Period<\/a><\/p>\n<p>May 8, 2017:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/SIFMA-WFG-Shortened-Settlement-Cycle-Rule-Changes-8Mar2017.pdf\">Shortened Settlement Cycle \u2013 U.S. Rule Changes<\/a> (Willkie Farr Gallagher LLP)<\/p>\n<p>March 23, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Shortened_Settlement_Cycle_Final_Rule_34-80295_20170322.pdf\">SEC FINAL Rule Changes<\/a><\/p>\n<p>January 31, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/DTCC_Test_CUSIPs_for_T2_Industry_Testing_Jan._31_2017.pdf\">DTCC Test CUSIPs for T+2 Industry Testing<\/a><\/p>\n<p>January 20, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/DTCC_T2_Test_Approach_Detailed_Testing_Framework_Version-2_Jan_20_2017.pdf\">DTCC T+2 Test Approach Detailed Testing Framework Version 2<\/a><\/p>\n<p>October 28, 2016: \u00a0<a href=\"http:\/\/www.ust2.com\/pdfs\/T2-Functional-Changes-v2.pdf\">Version 2 &#8211; DTC, NSCC and Omgeo Functional Changes for a Shorter Settlement Cycle<\/a><\/p>\n<p>October 10, 2016: \u00a0<a href=\"http:\/\/www.ust2.com\/questions\/\">Frequently Asked Questions<\/a><\/p>\n<p>October 10, 2016: \u00a0<a href=\"http:\/\/www.ust2.com\/pdfs\/t2-cash-products-in-scope.pdf\">Cash Products in Scope<\/a><\/p>\n<p>October 10, 2016:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/t2-primary-markets-working-group-recommendations.pdf\">U.S. T+2 Primary Markets Working Group Recommendations<\/a><\/p>\n<p>August 31, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74612&amp;action=edit\">U.S. Cash Products in Scope for T+2<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>March 7, 2016:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74636&amp;action=edit\">U.S. ISC Recommends Shorter Settlement Cycle Implementation Date\u00a0<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>August 1, 2016:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/UST2-Testing-WhitePaper.pdf\" target=\"_blank\" rel=\"noopener\">T+2 Test Approach &#8211; Detailed Testing Framework<\/a><\/p>\n<p>March 7, 2016: \u00a0<a href=\"http:\/\/www.ust2.com\/pdfs\/T2-ISC-recommends-shorter-settlement-030716.pdf\">U.S. T+2 ISC Recommends Move to Shorter Settlement Cycle on September 5, 2017<\/a><\/p>\n<p>December 2015:\u00a0 <a href=\"http:\/\/www.ust2.com\/pdfs\/T2-Playbook-PR-12-21-15.pdf\">T+2 Industry Steering Committee Publishes Playbook for Achieving Shortened Settlement Cycle in U.S. by the End of 3Q 2017<\/a><\/p>\n<p>December 18, 2015:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74614&amp;action=edit\">U.S. T+2 Industry Implementation Playbook<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>June 28, 2013:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74621&amp;action=edit\">Order Approving Proposed Rule Change to Require that All Locked-in Trade Data Submitted to NSCC for Trade Recording be Submitted in Real-time<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>October 2012:\u00a0 <a href=\"http:\/\/www.dtcc.com\/~\/media\/Files\/Downloads\/WhitePapers\/CBA_BCG_Shortening_the_Settlement_Cycle_October2012.pdf\">Boston Consulting Group Cost-benefit analysis of shortening the settlement cycle<\/a><\/p>\n<p>October 2012:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74615&amp;action=edit\">Boston Consulting Group Cost-Benefit Analysis on Shortening the Settlement Cycle<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>June 16, 2004:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74616&amp;action=edit\" aria-label=\"Edit \u201cBoston Consulting Gorup Cost-Benefit Analysis on Shortening the Settlement Cycle \u2013 October 2012\u201d\">SIA Comments to the SEC on the Securities Transaction Settlement Cycle<\/a><em>\u00a0(pdf)<\/em><\/p>\n<p>&nbsp;<\/p>\n<h3><strong>OTHER T+2 TRANSITIONS IN GLOBAL MARKETS<br \/>\n<\/strong><\/h3>\n<p><strong>Argentina:\u00a0\u00a0 <\/strong><a href=\"http:\/\/www.ust2.com\/pdfs\/Resolucion-General-703-E-2017-CNV.pdf\">Argentinian T+2 Announcement<\/a> <em>(in Spanish; <\/em>August 24, 2017<em>)<\/em><\/p>\n<p><strong>Australia Experience:\u00a0 <\/strong><a href=\"http:\/\/www.asx.com.au\/t2.htm\">Transition to T+2 Settlement for Cash Equities<\/a><\/p>\n<p><strong>European Experience:\u00a0<\/strong> <a href=\"http:\/\/www.icmagroup.org\/Regulatory-Policy-and-Market-Practice\/market-infrastructure\/Migration-to-T-2\/\">CSD Regulation \u2013 Migration to T+2<\/a><\/p>\n<ul>\n<li>August 23, 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74625&amp;action=edit\">European Commission Public Consultation on post-trade in a Capital Market Union \u2013 dismantling barriers and strategy for the future<\/a>\u00a0(pdf)<\/li>\n<li>March 2017:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74618&amp;action=edit\">International Capital Markets Association (ICMA) CSDR Framework for Late Settlement Penalties<\/a>\u00a0(pdf)<\/li>\n<li>October 20, 2014:\u00a0 <a href=\"http:\/\/ecsda.eu\/archives\/3793\">ECSDA Reports \u201cA very smooth transition to T+2\u201d \u00a0in 29 European Countries<\/a><\/li>\n<li>October 2014:\u00a0 <a href=\"http:\/\/www.hsbcnet.com\/gbm\/attachments\/about-us\/financial-regulation\/t2-client-guide.pdf\">T+2 EU Industry-wide Shortened Settlement Cycle for Securities HSBC Client Guide<\/a><\/li>\n<li>July 23, 2014:\u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-admin\/post.php?post=74620&amp;action=edit\">European Commission CSDs Securities Settlement (Central Securities Depositories EU Regulation No 909-2014)<\/a>\u00a0(pdf)<\/li>\n<\/ul>\n<p><strong>Mexico: \u00a0 <a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Mexico-to-Move-to-T2.pdf\">Mexico to Move to T+2 on September 5, 2017<\/a><\/strong><\/p>\n<p><strong>New Zealand Experience:\u00a0<\/strong> <a href=\"https:\/\/www.nzx.com\/regulation\/T2-settlement\">Transition to T+2 Settlement Cycle for Cash Trades<\/a><\/p>\n<p><strong>Peru:<\/strong><\/p>\n<ul>\n<li><a href=\"http:\/\/www.bvl.com.pe\/empresas\/alertas\/Aviso%20Nvo%20Plazo%20T+2%20-%20Ago17.pdf\">Peruvian T+2 Announcement<\/a> <em>(in Spanish; August 17, 2017)<\/em><\/li>\n<li><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Peru-2.pdf\">T+2 Update<\/a> (July 6, 2017)<\/li>\n<li><a href=\"http:\/\/ccma-acmc.ca\/en\/wp-content\/uploads\/Peru-to-Move-to-T2-on-Sept.-5-2017.pdf\">Peru to Move to T+2 on September 5, 2017<\/a><\/li>\n<\/ul>\n<p>[\/vc_column_text][\/vc_column][\/vc_row]<\/p>\n<\/section>","protected":false},"excerpt":{"rendered":"<p>[vc_row type=&#8221;container&#8221; padding_top=&#8221;75&#8243; padding_bottom=&#8221;&#8221; css=&#8221;.vc_custom_1454116470140{margin-bottom: 25px !important;}&#8221;][vc_column css=&#8221;.vc_custom_1444954308084{margin-bottom: 35px !important;}&#8221;][vc_column_text] T+2 Information and Tools (2015-2018) &nbsp; The CCMA and the organizations it works with prepare and share material to help advance a smooth transition to T+2.\u00a0 Examples include white papers, submissions, surveys, checklists, and so on. Key Canadian Documents (American documents and those of other [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":0,"parent":71050,"menu_order":4,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":""},"class_list":["post-75067","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/75067","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/comments?post=75067"}],"version-history":[{"count":13,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/75067\/revisions"}],"predecessor-version":[{"id":76827,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/75067\/revisions\/76827"}],"up":[{"embeddable":true,"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/pages\/71050"}],"wp:attachment":[{"href":"https:\/\/ccma-acmc.ca\/en\/wp-json\/wp\/v2\/media?parent=75067"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}