Publications

The CCMA and the organizations it works with prepare and share material to help advance a smooth transition to T+2.  Examples include white papers, submissions, surveys, checklists, and so on.

Key Canadian Documents (Key American Documents and Other T+2 Transitions in Global Markets follow)

September 8, 2017:  CCMA Announces Successful T+2 Transition, Credits Industry Efforts

August 31, 2017: CSA Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds – Amendments to National Instrument 81-102 Investment Funds

August 10, 2017: CCMA T+2 Transitional Implementation Plan

August 6, 2017: CCMA's Third T+2 Readiness Survey Results

July 6, 2017:  CCMA Letter to CSA on T+2-related NI 81-102 Investment Funds Amendments

July 6, 2017:  UPDATED CCMA List of Assets Moving to T+2

July 6, 2017:  T+2 Communications Materials for Clients

June 29, 2017:  IIROC Amendments to Facilitate the Investment Industry’s Move to T+2 Settlement

May 2, 2017: Updated CDS T+2 Test Plan

April 27, 2017:  Canadian securities regulators outline steps to support transition to T+2

  • Final amendments to National Instrument 24-101 Institutional Trade Matching and Settlement and its companion policy
  • Consultation: Notice and Request for Comment: Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds, with proposed amendments to National Instrument 81-102 Investment Funds (NI 81-102)

April 27, 2017:  Firms that Have Confirmed a Project Manager or Other Official Contact for Last CCMA T+2 Survey (Updated)  (If your firm's name is not on this list, please e-mail us with the official contact for your firm)

April 27, 2017:  Updated FAQs

April 26, 2017:  Asset List Investment Fund Extract Expanded - Deadline Extended (Please provide feedback by May 31, 2017)

March 28, 2017:  Fundserv T+2 Frequently Asked Questions (FAQs) (Note:  Updated; original version issued March 9)

March 12, 2017: Updated CDS T+2 Test Plan (Note:  Any further changes to the CDS Test Plan are sent by notice directly to CDS participants and the CCMA)

March 12, 2017: Updated CDCC T+2 Test Plan

March 9, 2017:  Fundserv T+2 Survey and Results

February 22, 2017:  MFDA Bulletin: Canadian Investment Industry’s Move to T+2 Settlement

February 22, 2017:  Asset List Investment Fund Extract Expanded - February 22, 2017 (Please provide feedback by March 15, 2017)

February 22, 2017: CCMA T+2 Project Acknowledgement Form

February 22, 2017:  List of CCMA Key Infrastructure, Service Providers, Custodians and Intermediaries Requested to Sign T+2 Project Acknowledgement Form

February 22, 2017: T+2 Readiness Progress Survey Results

February 3, 2017:  CCMA Letter to CSA re Investment Funds and T+2

January 13, 2017:  CDS T+2 Industry Test Plan v3.0 

December 19, 2016: UPDATED Final T+2 Asset List

November 30, 2016:  CDCC External Test Plan

November 16, 2016: IIAC Letter to CSA on 24-402 Settlement Consultation Paper

November 1, 2016:  CCMA Letter to CSA on NI 24-101 T+2 Amendments

November 1, 2016:  CCMA Letter to SEC on Proposed T+2 Amendments

October 26, 2016: Letter to IIROC on Notice 16-0177 re Amendments to Facilitate T+2 Move

October 22, 2016:  CDS T+2 Industry Test Plan

October 17, 2016:  T+2 Testing Strategy – Fundserv’s High-Level Testing Plan

September 4, 2016:  Buy-Side T+2 Checklist

September 4, 2016:  T+2-In-A-Box PowerPoint

September 4, 2016:  Updated and Expanded FAQs (as at September 3, 2016)

August 18, 2016:  CSA Notice and Request for Comments on Proposed Amendments to National Instrument (NI) and Companion Policy (CP) 24-101 – Institutional Trade Matching and Settlement and CSA Consultation Paper 24-402: Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment (Request for Comments by Nov. 16, 2016)

July 28, 2016: IIROC Rules Notice 16-0177  Amendments to facilitate the investment industry’s move to T+2 settlement (Request for Comments by Oct. 26, 2016)

July 22, 2016: T+2 Preparedness Survey Results

July 18, 2016: Final Canadian T+2 Asset List

June 2, 2016: CSA Staff Notice 24-314:  Preparing for the Implementation of T+2 Settlement: Letter to Registered Firms

May 24, 2016:  T+2 Readiness Survey  (Please complete this confidential survey by Friday, June 3, 2016.  Note:  If your firewall security settings do not allow you to access/complete this survey online, please download and complete this Word version, and then save and e-mail it to us)

April 2016: T+2 Asset List (Request for Comment by May 27, 2016)

April 2016: CCMA - T+2 Readiness Self-Assessment Checklist

January 2016: Fundserv T+2 White Paper

September 2015: CDS T+2 White Paper

April 2015:  CSA Staff Notice 24-312: Preparing for the Implementation of T+2 Settlement

 

Key U.S. Documents

March 23, 2017: SEC FINAL Rule Changes

January 31, 2017:  DTCC Test CUSIPs for T+2 Industry Testing

January 20, 2017:  DTCC T+2 Test Approach Detailed Testing Framework Version 2

October 28, 2016:  Version 2 - DTC, NSCC and Omgeo Functional Changes for a Shorter Settlement Cycle

October 10, 2016:  Frequently Asked Questions

October 10, 2016:  Cash Products in Scope

October 10, 2016:  U.S. T+2 Primary Markets Working Group Recommendations

August 1, 2016:  T+2 Test Approach - Detailed Testing Framework

March 7, 2016:  U.S. T+2 ISC Recommends Move to Shorter Settlement Cycle on September 5, 2017

December 2015:  T+2 Industry Steering Committee Publishes Playbook for Achieving Shortened Settlement Cycle in U.S. by the End of 3Q 2017

 

Other T+2 Transitions in Global Markets